top of page

LPL RETIREMENT PLAN TOOLS

ADDRESSING THE CHALLENGE

 

If you’re like most plan sponsors, you have many demanding challenges competing for your attention. LPL representatives work with retirement plans every day, and they will help save you time and effort. LPL representatives bring the experience and tools that deliver value, help seek to improve participant outcomes, and help manage your fiduciary risks.

​

When you partner with an LPL retirement representative, we work together to create an optimal, tailored plan configuration, helping you provide a customized fit for your employees.

​

 

Fiduciary Best Practices

​

Fiduciary Monitoring System
Efficiently monitors your investment lineup and notifies you of changes in performance or criteria, and creates a customized investment policy statement.

​

Retirement Plan Health Check
Objective reporting on your plan’s health and value, using key plan attributes in comparison to a valid peer group. Attributes may include age based group deferral rates, average account balances, portfolio diversification by age group and in total, aggregate plan performance, and more.

 

Industry Reports
Detailed report covering the annual PLANSPONSOR Defined Contribution Study of more than 5,000 plan sponsors in 28 industries.

 

ERISA Help Desk
Technical help and answers from industry professionals are always within reach so your LPL representative can inquire about even the most complex questions and situations on your behalf.

 

Fiduciary Vault
Centralized storage for all plan-related forms and documents, including plan reviews, meeting notes, announcements, and more.
 

​

Enhanced Fiduciary Capabilities

​

Our tools are enhanced through a partnership with Fiduciary Benchmarks, Inc., a leader in plan benchmarking technologies.

 

Retirement Outcomes Evaluator
Provides a process that promotes better participant outcomes

​

PlanPoint, PlanProfile, and FeeChecker
Uses provider data that is straight from the source to give you a more complete picture of fees so you can make better decisions

​

V2.1 Full Benchmarking Report
Helps you analyze the reasonableness of fees, rather than merely knowing what they are

​

​

Prudent Fee Management

​

Expense Analyzer

Provides clarity on plan fees by generating a cohesive analysis and report. Shows immediately whether the plan’s fee structure is competitive.

​

Fee Comparison and Analysis Evaluation

Creates a comprehensive fee-analysis overview covering total plan fees, including those for investment management, recordkeeping, and advisor/ consultant, as well as plan benefits and features.

​

​

Investment Due Diligence and Benchmarking

​

Investment Due Diligence

Timely research reports from the LPL Financial Research Team, compiling precise quarterly reports to keep your advisor up-to-date on funds and the market.

​

Fund Line-up Comparison Tool

Compares up to five service provider portfolios for fees and performance, demonstrating relative strengths and weaknesses of fund options.

​

​

Stratos Wealth Management Logo White Transparent.png

Robert A. Apple, MBA, AAMS®
Partner | Wealth Advisor


3750 Park East Drive, Suite 200

Beachwood, Ohio 44122-4348

Phone:  (440) 991-1124
Text:      (440) 991-1124
Cell:       (216) 695-5674
Fax:       (440) 991-1124
​

​

​

​

​

​

LPL Financial Form CRS

Stratos Form CRS

​

Check the background of your financial professional on FINRA's BrokerCheck.

​

Securities offered through LPL Financial, member FINRA/SIPC

​

The LPL Financial registered representatives associated with this website may discuss and/or transact business only with residents

of the states in which they are properly registered or licensed.

​

Investment advice offered through Stratos Wealth Partners, Ltd., a registered investment advisor and a separate entity from LPL Financial. The LPL Financial registered representative(s) associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.

​

Privacy Policy

Accessibility Statement

​

​

  • Twitter
  • LinkedIn
bottom of page